Tracy Neil Sledd

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → 03/2017
  Metlife Securities,Inc
  Roanoke, VA
• 03/2017 → Present
  Mml Investors Services, Llc
  Roanoke, VA
• 07/2016 → Present
  Massmutual Life Insurance Co
  Roanoke, VA

Previous Registrations

• 2006-02-27 → 2017-03-25
  Msi Financial Services, Inc.
  Roanoke, VA
• 1991-10-28 → 2006-02-21
  Morgan Stanley Dw Inc.
  Roanoke, VA
  Roanoke, VA

Other Businesses

Independent Insurance Agent from business address selling Fixed Annuities 1 sec hr per week since 1 sec hr per week since 08/2016

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-10-09
• S63 Uniform Securities Agent State Law Examination
  1990-05-07

Other Names

• Tracy N Sledd
• Tracy Sledd