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Bruce Clark Hopper

Osaic Wealth, Inc.

Albuquerque, NM

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2025-09-15
TX RA APPROVED 2025-09-12
  • NM RA
    APPROVED
    Since 2025-09-15
  • TX RA
    APPROVED
    Since 2025-09-12

Branch Locations

2125 Wyoming Blvd Ne Ste 111, Albuquerque, NM 87112-2617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foothill Securities Inc Albuquerque NM 09/2012 12/2016
Cue Financial Group Inc Albuquerque NM 09/2012 12/2018
Securities America, Inc. Albuquerque NM 12/2016 06/2024
Pfg Advisors, Llc Albuquerque NM 04/2018 Present
Osaic Wealth, Inc. Albuquerque NM 06/2024 Present
  • 09/2012 → 12/2016
    Foothill Securities Inc
    Albuquerque, NM
  • 09/2012 → 12/2018
    Cue Financial Group Inc
    Albuquerque, NM
  • 12/2016 → 06/2024
    Securities America, Inc.
    Albuquerque, NM
  • 04/2018 → Present
    Pfg Advisors, Llc
    Albuquerque, NM
  • 06/2024 → Present
    Albuquerque, NM
Previous Registrations
  • 2018-04-18 → 2025-11-01
    Albuquerque, NM
  • 2012-09-18 → 2018-12-31
    Cue Financial Group, Inc.
    Scottsdale, AZ
    Albuquerque, NM
  • 2009-06-01 → 2012-08-08
    Albuquerque, NM
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Albuquerque, NM
  • 1993-06-17 → 2007-04-02
    Morgan Stanley Dw Inc.
    Albuquerque, NM
    Albuquerque, NM
Other Businesses

BRUCE HOPPER POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2016 ADDRESS: 2125 WYOMING BLVD NE STE 111, ALBUQUERQUE NM 87112 ADAPTIVE SPORTS PROGRAM POSITION: volunteer NATURE: We are a non profit sports program for people with disabilities. Our volunteers assist with skiing, rock climbing INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1989 ADDRESS: PO Box 5676, Santa Fe NM 87502, United States DESCRIPTION: I volunteer with sit down skiers (folks who use a wheelchair) for4-5 Saturdays during ski season.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-03-20
S65 Uniform Investment Adviser Law Examination 2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    2008-03-20
  • S65 Uniform Investment Adviser Law Examination
    2007-09-13
Other Names
  • Bruce Hopper

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