Best Investors Account Sign in

Karen Dale Poore

Mml Investors Services, LLC

Centerville, DE

Wilmington, DE

Marathon, FL

Ocean City, MD

Claim This Profile
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-29
MD RA APPROVED 2024-05-28
DE RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • FL RA
    APPROVED
    Since 2024-05-29
  • MD RA
    APPROVED
    Since 2024-05-28
  • DE RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

5716 Kennett Pike Suite E, Centerville, DE 19807 • United States

Wilmington, DE • United States

Marathon, FL • United States

Ocean City, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Montchanin DE 01/2015 03/2017
Mml Investors Services, Llc Centerville DE 03/2017 Present
Massmutual Life Insurance Co Centerville DE 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Montchanin, DE
  • 03/2017 → Present
    Mml Investors Services, Llc
    Centerville, DE
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Centerville, DE
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Montchanin, DE
  • 2006-05-08 → 2015-01-02
    New England Securities
    Montchanin, DE
    Montchanin, DE
    Newtown Square, PA
    Montchanin, DE
    Wilmington, DE
Other Businesses

NAME: KAREN POORE INV REL: Y ADDR: P.O.BOX 305 100 WEST ROCKLAND RD SUITE P-2 MONTCHANIN DE 19710 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 2004 NO HRS/MO: 0 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: GROUP HEALTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-01
S63 Uniform Securities Agent State Law Examination 1991-06-10
  • S65 Uniform Investment Adviser Law Examination
    2006-05-01
  • S63 Uniform Securities Agent State Law Examination
    1991-06-10

View on SEC IAPD

Other Firms

PERIGON WEALTH MANAGEMENT, LLC
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC
LPL FINANCIAL LLC
WALNUT GREEN ASSET MANAGEMENT, LLC
COMPASS ION ADVISORS, LLC
PROSPERITY CAPITAL ADVISORS
CHARLES SCHWAB & CO., INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

ELLEN MARGARET DONAHUE
JOHN EDWARD TOWNES TAYLOR
Matthew David Tendler
Tyler Joseph Gilden
George David Biddle
Michaela Kowatch
GARY LEE ULRICH
EMILY R WOODSON

Other Offices

PERIGON WEALTH MANAGEMENT, LLC · WILMINGTON, DE
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC · Wilmington, DE
LPL FINANCIAL LLC · WILMINGTON, DE
WALNUT GREEN ASSET MANAGEMENT, LLC · WILMINGTON, DE
COMPASS ION ADVISORS, LLC · CHADDS FORD, PA
PROSPERITY CAPITAL ADVISORS · CHADDS FORD, PA
CHARLES SCHWAB & CO., INC. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · GREENVILLE, DE

More in Centerville, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor