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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-02-06
DE RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • PA RA
    APPROVED
    Since 2024-02-06
  • DE RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

5716 Kennett Pike Suite E, Centerville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Montchanin DE 01/2015 03/2017
Massmutual Life Insurance Co Chadds Ford PA 07/2016 Present
Mml Investors Services, Llc Chadds Ford PA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Montchanin, DE
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Chadds Ford, PA
  • 03/2017 → Present
    Chadds Ford, PA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Montchanin, DE
  • 2008-07-03 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Montchanin, DE
Other Businesses

(1)Name: EMD Consulting, LLC Inv Rel: Y Addr: At residential address Nature: Other- LLC Position: Owner Start: 12/01/2021 No hrs/mo: 5 No hrs/mo dur sec trading: 0 Describe duties: Entity for business expenses per accountant recommendation. (2)Name: Sombrero Blvd, LLC Inv Rel: Y Addr: 1115 Sombrero Blvd, Marathon, FL 33050 Nature: Rental Income Start: 1/1/2022 No hrs/mo: 5 No hrs/mo dur sec trading: 0 Describe duties: Rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-09
  • S66 Uniform Combined State Law Examination
    2008-05-09
Designations
Other Names
  • Ellen Donahue

View on SEC IAPD

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