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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-12
  • CO RA
    APPROVED
    Since 2024-05-12

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Holy Shepherd Lutheran Church Lakewood CO 01/2015 09/2022
R.W. Baird Denver CO 03/2022 Present
  • 01/2015 → 09/2022
    Holy Shepherd Lutheran Church
    Lakewood, CO
  • 03/2022 → Present
    R.W. Baird
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
S63 Uniform Securities Agent State Law Examination 1996-06-14
  • S66 Uniform Combined State Law Examination
    2024-05-10
  • S63 Uniform Securities Agent State Law Examination
    1996-06-14
Other Names
  • Larry Scott Lagerberg

View on SEC IAPD

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