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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2023-01-12 |
| FL | RA | APPROVED | 2022-05-09 |
| TX | RA | APPROVED | 2022-04-29 |
Branch Locations
5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States
Boynton Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boca Raton | FL | 06/2009 | 04/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2022 |
| Rbc Capital Markets, Llc | Boca Raton | FL | 04/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 04/2022 |
| City National Bank | Boca Raton | FL | 06/2022 | Present |
1. Big Sky Real Estate Investments LLC; Investment related; Boynton Beach, FL; Real estate investments; Start date: 06/2011; During business hours: 0; After business hours: 0 2. NAME OF ENTITY: 50 East Main Street LLC ADDRESS: 9801 Equus Circle Boynton Beach FL 33472 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: buying my mother in laws house CAPACITY: Owner - Passive START DATE: 08/07/23 DUTIES: pay the expenses for my mother in law not to be forced from her home HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Saint John Paul II Academy ADDRESS: 4001 N Military Tr., Boca Raton, FL 33431 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: High School START DATE: 11.05.24 CAPACITY: Finance committee member DUTIES: help with annual budget HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-02 |
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