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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-30 |
| MI | RA | APPROVED | 2010-05-04 |
| IN | RA | APPROVED | 2003-03-06 |
| TX | RA | APPROVED_RES | 1997-09-30 |
Branch Locations
290 Town Center Dr, Dearborn, MI 48126 • United States
Riverview, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dearborn | MI | 12/1991 | Present |
| Bank Of America, N.A. | Dearborn | MI | 07/2011 | Present |
I*1497288 For profit or not for profit: Name of outside business organization: Salvation Army Great Lake Division advisory board Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , serve as a board member to learn about the fund raising and activities of Salvation Army.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-02 |
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