Louis Stephen Meltzer

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 09/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2010 → 09/2020
  Bank Of America, N.A.
  New York, NY
• 09/2020 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 09/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2006-11-16 → 2020-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

NAME OF OUTSIDE BUSINESS ORGANIZATION: MR. BUBBLES 2 INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 811 WEST PALM DRIVE, FLORIDA CITY, FLORIDA 33034 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 4/25/2014 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COIN LAUNDRY BUSINESS *668467 - rental property; Investment related: Yes; Watermill, New York; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 1; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-19
• S63 Uniform Securities Agent State Law Examination
  1992-10-13

Other Names

• Louis S Meltzer