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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-06-18
CT RA APPROVED 2019-06-14
OH RA APPROVED 2019-06-05
TX RA APPROVED_RES 2019-06-05
  • NJ RA
    APPROVED
    Since 2019-06-18
  • CT RA
    APPROVED
    Since 2019-06-14
  • OH RA
    APPROVED
    Since 2019-06-05
  • TX RA
    APPROVED_RES
    Since 2019-06-05

Branch Locations

1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advocare Sunbury OH 05/2013 03/2017
Nationwide Investment Services Corporation Columbus OH 01/2015 05/2019
Nationwide Investment Advisors, Llc Columbus OH 03/2016 05/2019
Jpmorgan Chase Bank, N.A. Westerville OH 05/2019 Present
Jp Morgan Securities, Llc Westerville OH 05/2019 Present
  • 05/2013 → 03/2017
    Advocare
    Sunbury, OH
  • 01/2015 → 05/2019
    Nationwide Investment Services Corporation
    Columbus, OH
  • 03/2016 → 05/2019
    Columbus, OH
  • 05/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
  • 05/2019 → Present
    Westerville, OH
Previous Registrations
Other Businesses

Entity Name: Blast FC Soccer Academy Investment related: No Address: 2243 Piatt Rd, Delaware OH 43015 https://blastfc.com/ Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Blast FC is a soccer academy . In my role, I act as admin for an individual team as well registrar for club. My responsibilities as admin include communicating with coaches and parents, scheduling, and paying referee fees. As registrar for the club, I register several teams for league and tournament play as well communicate with league officials on behalf of the club.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-25
S63 Uniform Securities Agent State Law Examination 2007-03-26
  • S65 Uniform Investment Adviser Law Examination
    2009-09-25
  • S63 Uniform Securities Agent State Law Examination
    2007-03-26
Other Names
  • Nicole Marie Elder
  • Nicole Marie Elder
  • Nicole Marie Dawning
  • Nicole Marie Downing
  • Nicole M Downing

View on SEC IAPD

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