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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-22
WA RA APPROVED 2013-01-02
  • TX RA
    APPROVED_RES
    Since 2025-08-22
  • WA RA
    APPROVED
    Since 2013-01-02

Branch Locations

1304 W. College Ave, Suite A, Spokane, WA 99201 • United States

101 E 1St Ave, Ritzville, WA 99169 • United States

22 E 1St Ave, Odessa, WA 99159 • United States

1015 Central Ave. S., Quincy, WA 98848 • United States

134 W. Woodin Ave., Chelan, WA 98816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Spokane WA 12/2012 Present
Previous Registrations
  • 2011-01-03 → 2012-12-04
    Portland, OR
    Spokane, WA
  • 2000-07-06 → 2011-01-03
    Voya Financial Partners, Llc
    Spokane, WA
    Portland, OR
    Spokane, WA
Other Businesses

1. 9/12/2017 - Purpose Financial Advisors, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Started 09/15/2017 - 160 Hours Per Month/7 Hours During Securities Trading. 2. 8/21/2018 - Stephen E Gray, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/17/2010 - 1 Hours Per Month/0 Hours During Securities Trading - LLC set up strictly for Tax Reporting. 3. 6/24/2021 - College Project, LLC - Investment Related - Spokane, WA 99201 - Real Estate Rental - Start Date: 3/2/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Buying a commercial real estate property. 4. 10/16/2024 - Mariner Insurance Resources - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/25/2024 - 1 Hour Per Month/ During Trading 5. 11/21/2025 - Purpose Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-19
  • S63 Uniform Securities Agent State Law Examination
    1990-04-19

View on SEC IAPD

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