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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-02 |
| IA | RA | APPROVED | 2018-04-25 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Ankeny, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 08/2015 | Present |
| Principal Securities Inc | Des Moines | IA | 03/2016 | Present |
MENTOR IOWA POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2024 ADDRESS: 2332 Rocklyn Drive, Urbandale IA 50322, United States DESCRIPTION: Will be involved in the Finance Committee - which develops budget for organization, monitors revenue and expenses, oversees financial reporting/auditing. No checkwriting, investment decisions or access to any cash handling. The investments are managed by the Community Foundation and there is no direct investment decision making from this committee. All decisions go to the Executive Board for final decisions. The Development committee helps plan special events and participates in the Volunteering of various events for fund raising.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-24 |
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