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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
Heritage Square 2531 Route 52, Suite 207, Hopewell Junction, NY 12533 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Carmel | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Carmel | NY | 11/2016 | 04/2018 |
| Commonwealth Financial Network | Waltham | MA | 04/2018 | Present |
| Flourish Wealth Advisors | Hopewell Junction | NY | 04/2018 | Present |
1. Managing Partner and 50% Owner, Flourish Wealth Advisors, LLC, a private entity established to facilitate securities, advisory, and insurance business; As of 04/27/2018; Approximately more than 95% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales; As of 4/27/2018; Approximately 1-2% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-08 |
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