William Anthony Dwyer

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Carmel, NY
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Carmel, NY
• 04/2018 → Present
  Commonwealth Financial Network
  Waltham, MA
• 04/2018 → Present
  Flourish Wealth Advisors
  Hopewell Junction, NY

Previous Registrations

• 2004-03-15 → 2018-05-01
  Wells Fargo Clearing Services, Llc
  Peekskill, NY
  Cold Spring, NY
  White Plains, NY
  Carmel, NY
  Melville, NY

Other Businesses

1. Managing Partner and 50% Owner, Flourish Wealth Advisors, LLC, a private entity established to facilitate securities, advisory, and insurance business; As of 04/27/2018; Approximately more than 95% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales; As of 4/27/2018; Approximately 1-2% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-23
• S63 Uniform Securities Agent State Law Examination
  1990-08-08