David Robert Mccain

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 01/2024
  Woodbury Financial Services Inc
  Johnson City, TN
• 01/2024 → 08/2024
  Osaic Wealth, Inc.
  Johnson City, TN
• 08/2024 → Present
  Lpl Financial
  Johnson City, TN

Previous Registrations

• 2024-01-19 → 2024-08-22
  Osaic Wealth, Inc.
  Johnson City, TN
• 2009-09-04 → 2024-01-19
  Woodbury Financial Services, Inc.
  Knoxville, TN
  Johnson City, TN
  Johnson City, TN
  College Grove, TN
  Johnson City, TN
• 2007-08-17 → 2009-09-04
  Commonwealth Financial Network
  Waltham, MA
  Johnson City, TN
• 2004-01-27 → 2007-09-05
  Ubs Financial Services Inc.
  Johnson City, TN
  Johnson City, TN

Other Businesses

1) 2026-04-30 - David & Jennifer McCain - Real Estate Rental - Y - 5 - 0 - Hilton Head Island SC - 2026-04-16 - We are purchasing a condo and will rent it through short-term rentals. The rentals will be managed by a rental company. 2) 2025-04-22 - none - Real Estate Rental - Y - 1 - 0 - 2 Thunder Bay Dr - 2025-04-17 - 3) 2024-08-19 - Crossbridge Wealth Management - Non-Variable Insurance - Y - 5 - 1 - at reported business location(s) - 2024-08-13 - 4) 2024-08-19 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Crossbridge Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 40 - 5 - at reported business location(s) - 2024-07-31 - 5) 2024-08-19 - CWM Partners, GP - Real Estate Rental - Y - 4 - 0 - 119 Boone Ridge Drive, Suite 403, Johnson City, TN 37615 - 2024-07-31 -

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-11-22
• S63 Uniform Securities Agent State Law Examination
  1990-05-17

Designations

• Certified Financial Planner