Dewi H Hartono

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-24
CA	RA	APPROVED	2014-12-15

TX RA
APPROVED_RES

Since 2020-02-24
CA RA
APPROVED

Since 2014-12-15

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Cupertino	CA	12/2014	Present
Morgan Stanley Private Bank, National Association	New York	NY	02/2015	Present

12/2014 → Present

Morgan Stanley

Cupertino, CA
02/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2011-12-05 → 2014-12-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palo Alto, CA
2008-05-14 → 2011-12-23

Ameritas Investment Company, Llc

San Jose, CA

San Jose, CA

Lincoln, NE
2001-05-30 → 2008-04-08

Mml Investors Services, Llc

San Jose, CA

San Jose, CA

San Jose, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-07
S63	Uniform Securities Agent State Law Examination	1993-01-08

S65 Uniform Investment Adviser Law Examination

2001-05-07
S63 Uniform Securities Agent State Law Examination

1993-01-08

Other Names

Dewi H Hortono
Dewi H Hartono
Dewijanti H Hartono

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA

CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA

EVEREST PRIVATE WEALTH · CUPERTINO, CA

AIMTOP ADVISORS, LLC · CUPERTINO, CA

AKRISH FINANCIAL ADVISORY · CUPERTINO, CA

FV ADVISORS LLC · CUPERTINO, CA

MINOVA CAPITAL LLC · CUPERTINO, CA

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