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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-10 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2014-04-24 |
| TX | RA | APPROVED_RES | 2006-10-03 |
Branch Locations
101 N Federal Hwy Ste 700, Boca Raton, FL 33432-3969 • United States
122 E 42Nd St Ste 2215, New York, NY 10168 • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; 9 somerset lane, unit 608, edgewater , NJ, 07020; Not Investment-Related; 09/01/2025. Business Ownership; The LLC, Advisors on Lex; ; The LLC, Advisors on Lex was setup to rent office space with the advisor's listed below; 122 E 42nd Street Suite 2215 New York, NY 10168, ,; ; 06/01/2006; 0 hours per month; / Avellino Constellation; Owner; Pass through for business expenses; 122 E 42nd Street Suite 2215, , New York, NY, 10168; Investment-Related; 12/20/2022; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-04-11 |
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