Richard Alan Parrett

Employer firm

Thrive Capital Management, LLC CRD 281347

$657M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 09/2021
  Prudential Investment Management Services Llc
  Lawrence, NJ
• 06/2007 → 09/2021
  Prudential Insurance Company Of America
  Lawrence, NJ
• 06/2007 → 12/2018
  Global Portfolio Strategies, Inc.
  Trenton, NJ
• 09/2021 → 05/2024
  Gwfs Equities, Inc
  Greenwood Village, CO
• 09/2021 → 05/2024
  Advised Assets Groups, Llc
  Greenwood Village, CO
• 05/2024 → Present
  Thrive Capital Management
  Fort Washinton, PA

Previous Registrations

• 2021-09-27 → 2024-05-24
  Empower Advisory Group, Llc
  Greenwood Village, CO
  Lawrence, NJ
  Lawrenceville, NJ
• 2007-06-14 → 2018-12-31
  Global Portfolio Strategies, Inc.
  Hartford, CT
  Trenton, NJ
• 2006-04-28 → 2007-01-26
  Cuso Financial Services, L.P.
  Ewing, NJ
  Ewing, NJ

Exams

• S66 Uniform Combined State Law Examination
  2023-09-18
• S63 Uniform Securities Agent State Law Examination
  1990-05-16

Designations

• Certified Financial Planner