Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States

West Des Moines, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Galesburg IL 07/2014 11/2016
Wells Fargo Clearing Services, Llc Galesburg IL 11/2016 06/2018
Voya Financial Advisors Des Moines IA 09/2018 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Advisors Llc Greenwood Village CO 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2022 Present
Cetera Investment Services Llc St Cloud MN 03/2022 Present
Avantax Investment Services Inc Dallas TX 06/2025 09/2025
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Galesburg, IL
  • 11/2016 → 06/2018
    Galesburg, IL
  • 09/2018 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2022 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 06/2023 → Present
    Schaumburg, IL
  • 03/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2025 → 09/2025
    Avantax Investment Services Inc
    Dallas, TX
Previous Registrations
Other Businesses

NAME OF ENTITY: CHRISTIAN COALITION OF IOWA; NO; 939 OFFICE PARK RD; WEST DES MOINES; IA; 50265; NON-PROFIT ORGANIZATION; INDEPENDENT INSURANCE AGENT; 3/1/2019; 1; 0; ATTEND ORGANIZATIONS EVENTS AND MEETINGS; VOTING MEMBER OF THE BOARD.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-03
  • S66 Uniform Combined State Law Examination
    2014-10-03

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in West Des Moines, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor