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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2012-01-06

Branch Locations

16870 W. Bernardo Dr., San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunny Hills High School Fullerton CA 02/2007 Present
Wfg San Diego CA 04/2005 Present
Transamerica Financial Advisors, Inc San Diego CA 01/2012 Present
Zeiders Enterprises Woodbridge VA 11/2014 Present
Zhaoxia Tan Irvine, CA 06/2018 Present
Function Academy Irvine CA 07/2020 Present
Netlaw Louisville KY 07/2021 Present
  • 02/2007 → Present
    Sunny Hills High School
    Fullerton, CA
  • 04/2005 → Present
    Wfg
    San Diego, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    San Diego, CA
  • 11/2014 → Present
    Zeiders Enterprises
    Woodbridge, VA
  • 06/2018 → Present
    Zhaoxia Tan
    Irvine,, CA
  • 07/2020 → Present
    Function Academy
    Irvine, CA
  • 07/2021 → Present
    Netlaw
    Louisville, KY
Previous Registrations
  • 2010-09-10 → 2012-01-06
    Investment Advisors International, Inc.
    San Diego, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. NetLaw /0721 -Present / Investment Related: No / 12910 Shelbyville Rd. Suite 124 Louisville, KY 40243/ /Referral Agent / Referral Business / Nature / Hrs. Work Monthly: 2 / Sec Trading Hrs.: 0 / Referral clients to netlaw ZEIDERS ENTERPRISES, 2750 KILLARNEY DRIVE, SUITE 100, WOODBRIDGE, VA, PFC ON-DEMAND, PROVIDE EDUCATIONAL AND COUNSELING SERVICES TO MILITARY MEMBERS AND FAMILIES REGARDING PERSONAL FINANCE, NOT INV-REL, START 11/2014, 4 HRS/MO, 0 HRS Zhaoxia Tan/ 0618-Present / INVESTMENT RELATED: NO / 195 Tarocco Irvine, CA 92618 / Owner / Temporarily rent out my home/hrs work monthly: 0 / Sec trading hrs: 0 / Temporarily rent out my home Sunny Hills High School / 0207-Present / INVESTMENT RELATED: NO /1801 Lancer Way Fullerton, CA 92833 / Math Teacher / Education/ hrs work monthly: 196 / Sec trading hrs: 0 / Teaching Function Academy / 0720-present / Investment Related: No / 195 Tarocco, Irvine, CA 92618 / Teacher / Education / Hrs Work Monthly: 8 / Sec Trading Hrs: 0 / My responsibility is to teach and tutor highs school and college students in various mathematics related course including algebra Calculus, and financial mathematics. I help them with difficult concepts, [problem solving, and homework assignments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-10
S63 Uniform Securities Agent State Law Examination 2007-08-04
  • S65 Uniform Investment Adviser Law Examination
    2010-08-10
  • S63 Uniform Securities Agent State Law Examination
    2007-08-04
Designations

View on SEC IAPD

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