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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-18
  • NC RA
    APPROVED
    Since 2021-12-18

Branch Locations

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Raleigh NC 10/2006 12/2021
Janney Montgomery Scott Llc Raleigh NC 12/2021 01/2023
Janney Montgomery Scott Llc Raleigh NC 01/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-18
  • S66 Uniform Combined State Law Examination
    2021-12-18

View on SEC IAPD

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