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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-06
TX RA APPROVED 2019-06-06
  • IL RA
    APPROVED
    Since 2019-06-06
  • TX RA
    APPROVED
    Since 2019-06-06

Branch Locations

1849 Green Bay Rd Ste 200, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Deerfield IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 06/2019
Wells Fargo Advisors Financial Network, Llc Highland Park IL 06/2019 Present
Previous Registrations
Other Businesses

AFTERSCHOOL LLC, INV RELATED, GLENDALE, CA, MANAGER, START 3/1/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, MANAGING FUNDS FOR SON'S MUSIC BUSINESS. NOTARY PUBLIC, NOT INV RELATED, HIGHLAND PARK, IL, NOTARY, START 9/13/24, 1 HR PER MONTH, 1 HR DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-26
S63 Uniform Securities Agent State Law Examination 2002-01-07
  • S66 Uniform Combined State Law Examination
    2012-01-26
  • S63 Uniform Securities Agent State Law Examination
    2002-01-07
Other Names
  • Michele Marie Hoffman
  • Michele Marie Aspan

View on SEC IAPD

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