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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1991-10-31
  • TX RA
    APPROVED
    Since 1991-10-31

Branch Locations

750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States

Galleria Financial Center, Houston, TX 77056 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 10/1991 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-19
S63 Uniform Securities Agent State Law Examination 1990-03-29
  • S66 Uniform Combined State Law Examination
    2013-02-19
  • S63 Uniform Securities Agent State Law Examination
    1990-03-29
Other Names
  • Christina Dawn Seegar
  • Christina Dawn Stanberry

View on SEC IAPD

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