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CRD 2034696
Santander Securities LLC CRD 41791
$3.14B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
250 Lexington Avenue, New York, NY 10016 • United States
330 Madison Avenue, New York, NY 10017 • United States
715 Lexington Avenue, New York, NY 10022 • United States
437 Madison Avenue, New York, NY 10022 • United States
2228 Broadway, New York, NY 10024 • United States
226 East 86Th Street, New York, NY 10028 • United States
841 Broadway, New York, NY 10003 • United States
2253 North Avenue, Scotch Plains, NJ 07076 • United States
243 Canal Street, New York, NY 10013 • United States
222 Broadway, New York, NY 10038 • United States
389 E 149Th Street, Bronx, NY 10455 • United States
2168 White Plains Road, Bronx, NY 10462 • United States
1350 Broadway, New York, NY 10018 • United States
1416 East Avenue, Bronx, NY 10462 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 01/2013 | Present |
| Santander Securities, Llc | Dorchester | MA | 01/2013 | 01/2023 |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | Present |
Landlord, rental property, 106 Battery Avenue, Brooklyn, NY, investment related, one hour per month, none during trading hours, start date 5/1/2024.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2008-11-11 |
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