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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-09-26 |
| OH | RA | APPROVED | 2014-08-27 |
Branch Locations
4449 Easton Way Suite 300, Columbus, OH 43219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Columbus | OH | 05/2014 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1) PART OWNER IN A WINERY. I'M AN INVESTOR IN A PROPERTY THAT PRODUCES AND SELLS WINE. CALISTOGA CELLARS, 1170 TUBBS LANE CALISTOGA CA 94515. NATURE- WINE DISTRIBUTOR. NOT INVESTMENT RELATED. I DO NOT SPEND ANY TIME WITH THE PICKING OR WINE MAKING, NOR DO I PARTICIPATE IN THE SELLING OR DISTRIBUTION OF THE WINE. I DO SOME CONSULTING TO THE FINANCIAL ADVISORS AND THE FINANCIAL SERVICES INDUSTRY ON PRACTICE MANAGEMENT, LEADERSHIP AND TEAM DEVELOPMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-10 |
| S65 | Uniform Investment Adviser Law Examination | 1992-11-25 |
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