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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-08-11 |
Branch Locations
One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States
Guilford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Hamden | CT | 06/1995 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Hamden | CT | 06/1995 | Present |
SOUND LIFE CONNECTIONS INC. POSITION: Board member NATURE: It is education for kids through early adulthood. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 116 Whitfield Street, Guilford CT 06437, United States DESCRIPTION: Vote on org decisions and one of many overseers on business management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-02 |
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