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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-01 |
| PA | RA | APPROVED | 2009-10-08 |
Branch Locations
1407 Eisenhower Blvd. Richland Sq. Ii Suite 101, Johnstown, PA 15904 • United States
180 Charlotte Drive Suite 100, Altoona, PA 16601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Johnstown | PA | 09/2009 | Present |
1. ST. FRANCIS UNIVERSITY SCHOOL OF BUSINESS; 117 Evergreen Drive, Loretto, PA 15940; UNIVERSITY SCHOOL OF BUSINESS; The Shields School of Business Advisory Board - Member; 01/01/1993; 10 Hours per Year; During Securities Trading Hours; Not Investment-Related. 2. NOTARY; not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-30 |
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