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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-03-17 |
| TX | RA | APPROVED_RES | 2022-03-07 |
Branch Locations
17505 N. 79Th Ave Suite 305, Glendale, AZ 85308 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Sun City | AZ | 04/2010 | 03/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2022 | Present |
1. Insurance Business, Glendale AZ 85358, United States, 03/2022, Agent, Insurance/Benefits/Human Resources, NIR, 6 HR/MO - 6 HR/MO TRADING 2. CIRA, Fairfield IA 52556, United States, 03/2022, Investment Advisor Representative, Inv-Rel, 40 HR/MO - 20 HR/MO Trading 3. Arrowhead Financial Services, Glendale AZ 85308, United States, 03/2022, Using a Trade Name/dba, Inv-Rel, 1 HR/MO - 1 HR/MO Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-17 |
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