Robert Earl Peckham

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-04-28

CT RA
APPROVED

Since 2023-04-28

Branch Locations

83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Infinex Investments, Inc.	Danbury	CT	02/2006	04/2023
Wells Fargo Clearing Services, Llc	Danbury	CT	04/2023	Present

02/2006 → 04/2023

Infinex Investments, Inc.

Danbury, CT
04/2023 → Present

Wells Fargo Clearing Services, Llc

Danbury, CT

Previous Registrations

2006-02-16 → 2023-04-27

Osaic Institutions, Inc.

Southbury, CT

Bethel, CT

New Milford, CT

Newtown, CT

Danbury, CT

Waterbury, CT

New Fairfield, CT

Brookfield, CT
2005-04-22 → 2005-10-17

Chase Investment Services Corp.

Nanuet, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-16
S63	Uniform Securities Agent State Law Examination	1992-07-16

S65 Uniform Investment Adviser Law Examination

2005-04-16
S63 Uniform Securities Agent State Law Examination

1992-07-16

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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