James Matthew Richardson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1990 → 03/2020
  Ameriprise Financial Services, Inc.
  Raleigh, NC
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Raleigh, NC

Other Businesses

Real Estate Ownership; Farm land; 1133 Lickskillet Road, , Warrenton, NC, 27589; Not Investment-Related; 05/17/2016. Independent Insurance Brokering; F&G Annuities & Life; 08/23/2024; Fixed Annuity. Business Ownership; JMR Business Management, LLC; manage employees and bills related to this LLC; this LLC will be used to sign a new lease once office space is found for rent as well as employ staff to handle administrative responsibilities for the advisor's Ameriprise practice; 3720 Benson Drive, , Raleigh, NC, 27609; Not Investment-Related; 04/28/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Midtown Raleigh Alliance; Board Member; 920 Paverstone Drive, Suite G, , Raleigh, NC, 27613; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Supplemental Retirement Board of Trustees; Board of Trustees; 3200 Atlantic Ave, , Raleigh, NC, 27604; Not Investment-Related; 12/05/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Revive Home & Property Solutions, LLC and Revive; These businesses will work on the rehabilitation of houses for resale.; 3824 Cliff Haven Drive, , Raleigh, NC, 27615; Investment-Related; 11/15/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-04-09
• S65 Uniform Investment Adviser Law Examination
  1990-04-09