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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2018-10-23
  • NM RA
    APPROVED
    Since 2018-10-23

Branch Locations

5345 Wyoming Blvd Ne Suite 200-C, Albuquerque, NM 87109 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Inc Albuquerque NM 12/2013 08/2017
Securities America Advisors Albuquerque NM 12/2013 09/2018
Ifs Securities Alanta GA 09/2017 10/2018
Ifs Advisory Atlanta GA 09/2018 10/2018
International Assets Investment Management, Llc Orlando FL 10/2018 Present
International Assets Advisory Llc Orlando FL 10/2018 Present
  • 12/2013 → 08/2017
    Securities America Inc
    Albuquerque, NM
  • 12/2013 → 09/2018
    Securities America Advisors
    Albuquerque, NM
  • 09/2017 → 10/2018
    Ifs Securities
    Alanta, GA
  • 09/2018 → 10/2018
    Ifs Advisory
    Atlanta, GA
  • 10/2018 → Present
    Orlando, FL
  • 10/2018 → Present
    International Assets Advisory Llc
    Orlando, FL
Previous Registrations
Other Businesses

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 9/2018 - APPROX 40 HRS/MO - FEE BASED COMPENSATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-08
S63 Uniform Securities Agent State Law Examination 1990-04-02
  • S65 Uniform Investment Adviser Law Examination
    2013-06-08
  • S63 Uniform Securities Agent State Law Examination
    1990-04-02
Designations
Other Names
  • Edward Joseph Schiavi
  • Ed Schiavi
  • Edward Joseph Schiavi

View on SEC IAPD

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