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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-05-04
  • TN RA
    APPROVED
    Since 2026-05-04

Branch Locations

1600 Division St Ste 400, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Brentwood TN 10/2012 02/2026
Matthew Mclean Nashville TN 02/2026 04/2026
Matthew Mclean Nashville TN 04/2026 Present
Northwestern Mutual Investment Services Llc Nashville TN 04/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2026 Present
  • 10/2012 → 02/2026
    Wells Fargo Advisors
    Brentwood, TN
  • 02/2026 → 04/2026
    Matthew Mclean
    Nashville, TN
  • 04/2026 → Present
    Matthew Mclean
    Nashville, TN
  • 04/2026 → Present
    Nashville, TN
  • 08/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-12
S63 Uniform Securities Agent State Law Examination 2015-09-08
  • S66 Uniform Combined State Law Examination
    2018-06-12
  • S63 Uniform Securities Agent State Law Examination
    2015-09-08
Other Names
  • Ruth Ortiz
  • Ruth Beatriz Ortiz
  • Ruth Lippmann
  • Ruth B Lippmann
  • Ruth Beatriz Lippmann
  • Ruth Beatriz Durcharme
  • Ruth Ducharme

View on SEC IAPD

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