Terry Lee Swanson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 01/2022
  Zurich Awes Wealth Management
  Plymouth, MN
• 01/2022 → 06/2022
  Commonwealth Financial Network
  Waltham, MA
• 08/2022 → Present
  Ameriprise Financial Services, Llc
  Edina, MN

Previous Registrations

• 2022-01-21 → 2022-06-14
  Commonwealth Financial Network
  New Brighton, MN
• 2014-01-23 → 2021-11-17
  Zurich Awes Financial Management, Llc
  Christiansted, VI
  Minneapolis, MN

Other Businesses

Board of Directors; Seven Dreams Educational Foundation; Treasurer: Executive Committee; PO Box 41782, , Plymouth, MN, 55442; Not Investment-Related; 05/27/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-12-02
• S66 Uniform Combined State Law Examination
  1999-01-20

Other Names

• Terry Lee Swanson
• Terry Lee Steingraber