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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
48 Main Street, South Glens Falls, NY 12803 • United States
100 Madison Street Suite 1300, Syracuse, NY 13202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | South Glens Falls | NY | 07/2005 | 07/2025 |
| Lpl Financial Llc | South Glens Falls | NY | 07/2025 | Present |
1) 07/10/2025-VanDerzee Financial-Sales Agent-Non-Variable Insurance-Inv related-At Clifton Park, NY-Start date 07/15/2005-2hrs/mth-2hrs/mth during trading 2) 07/10/2025-Alfred J. and Amy C. Merchant-Owner-Real Estate Rental-Inv related-At South Glens Falls, NY-Start date 07/15/2005-3hrs/mth-0hrs/mth during trading 3) 07/10/2025-Merchant Marine-Owner-Business Owner-Not inv related-At Queensbury, NY-Start date 06/15/2017-5hrs/mth-0hrs/mth during trading 4) 07/10/2025-Lake George J-Boat Racing, LLC-Member-Business Owner-Not inv related-At South Glens Falls, NY-Start date 03/15/2018-2hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-02-03 |
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