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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

6563 Weighlock Dr, East Syracuse, NY 13057 • United States

110 Main St., S. Glens Falls, NY 12803 • United States

225 Guildeboard Road, Halfmoon, NY 12084 • United States

242 Quaker Rd, Queensbury, NY 12804 • United States

9 Clifton Country Road, Clifton Park, NY 12065 • United States

4957 Western Turnpike, Duanesburg, NY 12056 • United States

312 Bridge Street, Northville, NY 12134 • United States

3711 State Highway 30, Broadalbin, NY 12025 • United States

101 N Salina St Ste 202, Syracuse, NY 13202 • United States

8250 Cazenovia Road, Manlius, NY 13104 • United States

1930 Nys Rte 3 Fulton, Fulton, NY 13069 • United States

126 N Salina Street, Syracuse, NY 13202 • United States

6930 E Genesee Street, Fayetteville, NY 13066 • United States

4879 N Jefferson Street, Pulaski, NY 13142 • United States

700 N Main St, North Syracuse, NY 13212 • United States

9556 Brewerton Rd, Brewerton, NY 13029 • United States

8260 Willet Pkwy, Baldwinsville, NY 13027 • United States

1001 James St, Syracuse, NY 13203 • United States

161 State Route 104, Oswego East, NY 13126 • United States

5390 W. Genesee Street, Camillus, NY 13031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco Private Ledger) Saratoga Springs NY 09/2007 06/2021
Lpl Financial Llc (Formerly: Linsco Private Ledger) Syracuse NY 06/2021 Present
  • 09/2007 → 06/2021
    Lpl Financial Llc (Formerly: Linsco Private Ledger)
    Saratoga Springs, NY
  • 06/2021 → Present
    Lpl Financial Llc (Formerly: Linsco Private Ledger)
    Syracuse, NY
Other Businesses

1. 07/03/2014: NBT INSURANCE AGENCY, LLC - INV REL - 295 BROADWAY, SARATOGA SPRINGS, NY 12866 - NON-VARIABLE INSURANCE - START 06/25/2014 - 10 HR/MO ALL DURING SECS TRDG HRS - MARKETING, SALES AND SERVICE OF FIXED LIFE, DISABILITY, LTC, HEALTH AND ANNUITY PRODUCTS 2. 05/02/2019 - NBT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/2/2019.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-12-07
  • S63 Uniform Securities Agent State Law Examination
    2007-12-07

View on SEC IAPD

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