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Michael Thomas Murtos

Annex Wealth Management, LLC

Brookfield, WI

Mequon, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-11-01
MN RA APPROVED 2016-11-01
WI RA APPROVED 2016-11-01
  • IL RA
    APPROVED
    Since 2016-11-01
  • MN RA
    APPROVED
    Since 2016-11-01
  • WI RA
    APPROVED
    Since 2016-11-01

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

12200 Corporate Parkway, Suite 800, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 04/2013 10/2016
H. Beck, Inc. Bethesda MD 11/2016 12/2018
Annex Wealth Management Elm Grove WI 11/2016 Present
  • 04/2013 → 10/2016
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2016 → 12/2018
    H. Beck, Inc.
    Bethesda, MD
  • 11/2016 → Present
    Annex Wealth Management
    Elm Grove, WI
Previous Registrations
  • 2016-11-15 → 2016-11-15
    Grove Point Investments, Llc
    Elm Grove, WI
  • 2013-04-01 → 2016-10-24
    Cetera Wealth Services, Llc
    Madison, WI
    Oak Creek, WI
  • 2012-06-15 → 2013-04-02
    Coordinated Capital Securities, Inc.
    Oak Creek, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-13
S63 Uniform Securities Agent State Law Examination 1990-02-20
  • S66 Uniform Combined State Law Examination
    2012-06-13
  • S63 Uniform Securities Agent State Law Examination
    1990-02-20
Designations
Other Names
  • Mike Murtos

View on SEC IAPD

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MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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