Best Investors Account Sign in

Mary Christine Gray

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southbury, CT

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-19
CT RA APPROVED 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2021-11-19
  • CT RA
    APPROVED
    Since 2021-11-01

Branch Locations

108 Main St N, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert B. Ausdal & Co., Inc. San Diego CA 08/2007 12/2017
Probabilities Fund Management, Llc White Plains NY 08/2007 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southbury CT 10/2021 Present
Robert B. Ausdal & Co., Inc. Plainville CT 05/2019 11/2019
Bank Of America, N.A. Southbury CT 04/2026 Present
  • 08/2007 → 12/2017
    Robert B. Ausdal & Co., Inc.
    San Diego, CA
  • 08/2007 → 10/2021
    Probabilities Fund Management, Llc
    White Plains, NY
  • 10/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Southbury, CT
  • 05/2019 → 11/2019
    Robert B. Ausdal & Co., Inc.
    Plainville, CT
  • 04/2026 → Present
    Bank Of America, N.A.
    Southbury, CT
Previous Registrations
  • 2014-01-07 → 2021-10-22
    Probabilities Fund Management, Llc
    San Diego, CA
    White Plains, NY
  • 2019-05-16 → 2019-11-08
    Ausdal Financial Partners, Inc.
    Plainville, CT
    Davenport, IA
    Briston, CT
  • 2001-07-31 → 2007-08-06
    Wells Fargo Investments, Llc
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-24
S63 Uniform Securities Agent State Law Examination 1999-02-03
  • S65 Uniform Investment Adviser Law Examination
    1999-11-24
  • S63 Uniform Securities Agent State Law Examination
    1999-02-03
Other Names
  • Mary Christine Gray
  • Mary Christine Torres
  • Mary Conte
  • Mary Chrisitne Torres
  • Conte Christine Torres
  • Mary Christine Torresgray
  • Mary Gray
  • Mary Torres

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC
OSAIC INSTITUTIONS, INC.
KESTRA ADVISORY SERVICES, LLC
SANCTUARY ADVISORS, LLC
MML INVESTORS SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

Harold W Smith
Theodore E De Giacomo
JORGE DIAS
JAMES HENRY ATKINSON
MICHAEL ALAN MARTIN
Steven D Sax
JOAN A BUONOCORE
Jennifer L Cremin

Other Offices

LPL FINANCIAL LLC · SOUTHBURY, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Southbury, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHBURY, CT
LPL FINANCIAL LLC · SOUTHBURY, CT
WELLS FARGO CLEARING SERVICES, LLC · SOUTHBURY, CT
OSAIC INSTITUTIONS, INC. · SOUTHBURY, CT
KESTRA ADVISORY SERVICES, LLC · Southbury, CT
SANCTUARY ADVISORS, LLC · Southbury, CT

More in Southbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor