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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-15 |
| CT | RA | APPROVED | 2015-11-09 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
Ridgefield, CT • United States
90 Grove Street, Ridgefield, CT 06877 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 10/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2015 | Present |
*539159 - Pirraglia Chiropraxtic; Investment related No; new Rochelle, New York; Hospital/Healthcare; Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2023 ; During business hours: 0; After business hours: 0 *539157 - 480 King LLC; Investment related Yes; Bronx, New York; Rental Property; Officer (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 0; After business hours: 2; Property Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-18 |
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