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Loretta M Macgargle

Morgan Stanley

Binghamton, NY

Vestal, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-15
NJ RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

50 Front Street, Binghamton, NY 13905 • United States

Vestal, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Binghamton NY 05/2007 Present
Morgan Stanley Smith Barney Binghamton NY 06/2009 Present
  • 05/2007 → Present
    Morgan Stanley & Co., Incorporated
    Binghamton, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Binghamton, NY
Previous Registrations
  • 2009-05-12 → 2009-06-01
    Morgan Stanley & Co. Llc
    Binghamton, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-11
S63 Uniform Securities Agent State Law Examination 1990-05-11
  • S65 Uniform Investment Adviser Law Examination
    2009-05-11
  • S63 Uniform Securities Agent State Law Examination
    1990-05-11
Other Names
  • Loretta M Dwyer

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BINGHAMTON, NY
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. · Binghamton, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · BINGHAMTON, NY
LPL FINANCIAL LLC · BINGHAMPTON, NY
LPL FINANCIAL LLC · BINGHAMTON, NY
S.E.E.D. PLANNING GROUP, LLC · BINGHAMTON, NY
LPL FINANCIAL LLC · BINGHAMTON, NY
LPL FINANCIAL LLC · BINGHAMTON, NY

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