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Gary Andrew Hassenfratz

Cetera Investment Advisers LLC

St Cloud, MN

Lakeway, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-09-09
LA RA APPROVED 2018-02-26
TX RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2021-09-09
  • LA RA
    APPROVED
    Since 2018-02-26
  • TX RA
    APPROVED
    Since 2014-01-21

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Lakeway, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 03/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
Other Businesses

1.) POA FOR PARENTS CHARLES & JOSEPHINE HASSENFRATZ MORGAN STANLEY ACCOUNT 2) EXECUTOR OF CHARLES HASSENFRATZ ESTATE, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-11
S63 Uniform Securities Agent State Law Examination 1990-04-07
  • S66 Uniform Combined State Law Examination
    2004-11-11
  • S63 Uniform Securities Agent State Law Examination
    1990-04-07

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CETERA INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
MIDWEST FINANCIAL PARTNERS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RBC CAPITAL MARKETS, LLC

Other Investors

SARAH JANE THOREEN
Melissa Ann Mayer
DAVID CHARLES KALUZA
ERIC JOSEPH BAUER
Colleen Mary Knafla
CAROL JEAN BELL
JANE ELIZABETH LONGNECKER
Nicole Miller

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST.CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST. CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN

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