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Gary Andrew Hassenfratz

Cetera Investment Advisers LLC

St Cloud, MN

Lakeway, TX

CRD 2027185

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-09-09
LA RA APPROVED 2018-02-26
TX RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2021-09-09
  • LA RA
    APPROVED
    Since 2018-02-26
  • TX RA
    APPROVED
    Since 2014-01-21

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Lakeway, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 03/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2014 Present
Other Businesses

1.) POA FOR PARENTS CHARLES & JOSEPHINE HASSENFRATZ MORGAN STANLEY ACCOUNT 2) EXECUTOR OF CHARLES HASSENFRATZ ESTATE, 1/HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-11
S63 Uniform Securities Agent State Law Examination 1990-04-07
  • S66 Uniform Combined State Law Examination
    2004-11-11
  • S63 Uniform Securities Agent State Law Examination
    1990-04-07

View on SEC IAPD

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Nearby Offices

CETERA INVESTMENT ADVISERS LLC · ST CLOUD, MN
CETERA INVESTMENT ADVISERS LLC · SAINT CLOUD, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT CLOUD, MN

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