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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
Hoboken, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | New York | NY | 10/2002 | 03/2017 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | Present |
| Massmutual Life Insurance | New York | NY | 07/2016 | Present |
(1)NAME: MICHAEL J MODICA INV REL: Y ADD:RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE/ HEALTH, P&C POSITION: SALES/ AGENT START DATE: 11/01/2008 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (2) NAME: MICHAEL J MODICA INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: CONDO ASSOCIATION POSITION: PRESIDENT START DATE: 1/1/2007 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 (3)NAME: MICHAEL MODICA, INV REL: Y ADDR: @RESIDENTIAL ADDRESS ON FILE, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START: 5/1/2024, NO HR/MO:1 NO HR/MO DUR TRADING: 1 DUTIES: FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-08 |
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