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Kevin Scott Taylor

Rosecliff Capital Advisory LLC

New York, NY

CRD 4998511

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Employer firm

Rosecliff Capital Advisory LLC CRD 305951

$27.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Rosecliff Capital Advisory Llc

767 5Th Avenue 34Th Floor, New York, NY 10153 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-03
  • TX RA
    APPROVED_RES
    Since 2021-06-03

Branch Locations

767 5Th Avenue 34Th Floor, New York, NY 10153 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Olympia Asset Management, Ltd. New York NY 06/2005 12/2020
Rosecliff Capital Advisory, Llc New York NY 12/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-02
S63 Uniform Securities Agent State Law Examination 2005-08-18
  • S65 Uniform Investment Adviser Law Examination
    2020-12-02
  • S63 Uniform Securities Agent State Law Examination
    2005-08-18
Other Names
  • Kevin Taylor

View on SEC IAPD

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