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767 5Th Avenue 34Th Floor, New York, NY 10153 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-03 |
Branch Locations
767 5Th Avenue 34Th Floor, New York, NY 10153 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Olympia Asset Management, Ltd. | New York | NY | 06/2005 | 12/2020 |
| Rosecliff Capital Advisory, Llc | New York | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-18 |
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