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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2017-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2015 | 11/2016 |
| Nylife Securities Llc | New York | NY | 12/2016 | Present |
| New York Life Insurance Co | New York | NY | 11/2016 | Present |
| Eagle Strategies Llc | New York | NY | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-27 |
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