Best Investors Account Sign in
Inactive

Brett Sylvain Miller

Birchbrook

Bangor, ME

Claim This Profile
Current Employers
Birchbrook

82 Columbia St, Bangor, ME 04401 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-20
MA RA APPROVED 2023-02-09
NY RA APPROVED 2023-01-09
ME RA APPROVED 2023-01-03
TX RA APPROVED_RES 2022-12-06
  • FL RA
    APPROVED
    Since 2023-07-20
  • MA RA
    APPROVED
    Since 2023-02-09
  • NY RA
    APPROVED
    Since 2023-01-09
  • ME RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED_RES
    Since 2022-12-06

Branch Locations

82 Columbia St, Bangor, ME 04401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Private Bank Portland ME 01/2009 12/2018
Bangor Wealth Management Bangor ME 01/2019 09/2022
Birchbrook Bangor ME 11/2022 Present
  • 01/2009 → 12/2018
    Key Private Bank
    Portland, ME
  • 01/2019 → 09/2022
    Bangor Wealth Management
    Bangor, ME
  • 11/2022 → Present
    Birchbrook
    Bangor, ME
Previous Registrations
  • 2003-06-12 → 2004-09-08
    Columbia Management Advisors, Inc.
    Bangor, ME
  • 2002-11-13 → 2003-07-01
    Bti Financial Group
    Ellsworth, ME
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-03-05
  • S63 Uniform Securities Agent State Law Examination
    1990-03-05
Designations

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
OSAIC WEALTH, INC.
USA FINANCIAL SECURITIES LLC
LPL FINANCIAL LLC
EDWARD JONES
OLDFIELD WEALTH PARTNERS

Other Investors

AUDREY M WOOD
PETER THOMAS BUZZINI
DUSTIN KYLE ROEDER
KIRSTEN L ISMAIL
KELLY E SCHEETZ
Kathleen Marie Shane
KAREN BLODGETT LAMBERTON
MICHAEL RICHARD RICHARD CORMIER

Other Offices

UBS FINANCIAL SERVICES INC. · BANGOR, ME
UBS FINANCIAL SERVICES INC. · BANGOR, ME
AMERIPRISE FINANCIAL SERVICES, LLC · Bangor, ME
MML INVESTORS SERVICES, LLC · BANGOR, ME
OSAIC WEALTH, INC. · BANGOR, ME
USA FINANCIAL SECURITIES LLC · Bangor, ME
LPL FINANCIAL LLC · BANGOR, ME
EDWARD JONES · BANGOR, ME

More in Bangor, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor