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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1994-09-27 |
Branch Locations
363 N Sam Houston Pkwy E Ste 1480, Houston, TX 77060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Business Ownership; Ronin Services LLC; ; LLC held for Ownership division; 1118 SilverridgeConroe TX 77304, ,; Not Investment-Related; 09/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Pennway Management; Member; management; 363 N Sam Houston Pkwy E Ste 1480, , Houston, TX, 77060; Not Investment-Related; 09/29/2020; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-22 |
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