Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-29 |
Branch Locations
7001 Saint Andrews Road Suite B-2, Columbia, SC 29212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Columbia | SC | 08/2013 | 02/2018 |
| Voya Financial Advisors | West Columbia | SC | 02/2018 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:BALMER & ASSOCIATES INC; No; 425 LANCER DR; COLUMBIA; SC; 29212; FINANCIAL SERVICES/DBA; OWNER/PRESIDENT; 3/1/2003; 80; 60; SALE OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:COB RUGBY, INCORPORATED; No; PO BOX 2023; COLUMBIA; SC; 29202; SPORT OF RUGBY; CHAIRMAN; 1/1/2014; 1; 1; ATTEND MEETINGS,ASSIST WITH FUNDRAISING ACTIVITIES. 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1325 PARK STREET; COLUMBIA; SC; 29201; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/6/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-10-11 |
| S65 | Uniform Investment Adviser Law Examination | 2009-06-23 |
Reach out to this advisor