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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-27
  • PA RA
    APPROVED
    Since 2026-01-27

Branch Locations

259 Wyoming Avenue 2Nd Floor, Kingston, PA 18704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Kingston PA 05/2016 Present
Mml Investors Services Kingston PA 08/2016 Present
Carey Insurance Agency Avoca PA 05/2005 Present
  • 05/2016 → Present
    Massmutual
    Kingston, PA
  • 08/2016 → Present
    Mml Investors Services
    Kingston, PA
  • 05/2005 → Present
    Carey Insurance Agency
    Avoca, PA
Previous Registrations
  • 2012-04-27 → 2016-08-22
    Osaic Fs, Inc.
    Avoca, PA
    Avoca, PA
Other Businesses

(1) NAME: CAREY INSURANCE AGENCY, INC INV REL: Y ADDR: 641 MAIN ST AVOCA PA 18641 NATURE: PROPERTY/CASUALTY POSITION: SALES, OWNERSHIP, AGENT START: 5/1/2005 NO HRS/MO: 50 NO HRS/MO DUR TRADING: 50. DESCRIBE DUTIES: PROPERTY/CASUALTY (2) NAME: MARK CAREY INSURANCE AGENT INV REL: Y ADDR: 641 MAIN ST AVOCA PA 18641 NATURE: OUTSIDE INSURANCE POSITION: SALES, OWNERSHIP, AGENT START: 3/12/2012 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10. DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH (3) NAME: TORQUATO DRILLING ACCESSORIES, INC. INV REL: Y ADD: 533 SOUTH MAIN STREET, OLD FORGE, PA 18518 NATURE: DRILLING ACCESSORY/BIT SALES POSITION: SALES/CO-MANAGER START DATE: 06/03/2024 NO HRS/MO: 10 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: OVERSIGHT OF SALES AND COMPANY OPERATIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-09
S63 Uniform Securities Agent State Law Examination 1990-03-13
  • S66 Uniform Combined State Law Examination
    2026-01-09
  • S63 Uniform Securities Agent State Law Examination
    1990-03-13

View on SEC IAPD

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