Mark James Carey

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Massmutual
  Kingston, PA
• 08/2016 → Present
  Mml Investors Services
  Kingston, PA
• 05/2005 → Present
  Carey Insurance Agency
  Avoca, PA

Previous Registrations

• 2012-04-27 → 2016-08-22
  Osaic Fs, Inc.
  Avoca, PA
  Avoca, PA

Other Businesses

(1) NAME: CAREY INSURANCE AGENCY, INC INV REL: Y ADDR: 641 MAIN ST AVOCA PA 18641 NATURE: PROPERTY/CASUALTY POSITION: SALES, OWNERSHIP, AGENT START: 5/1/2005 NO HRS/MO: 50 NO HRS/MO DUR TRADING: 50. DESCRIBE DUTIES: PROPERTY/CASUALTY (2) NAME: MARK CAREY INSURANCE AGENT INV REL: Y ADDR: 641 MAIN ST AVOCA PA 18641 NATURE: OUTSIDE INSURANCE POSITION: SALES, OWNERSHIP, AGENT START: 3/12/2012 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10. DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH (3) NAME: TORQUATO DRILLING ACCESSORIES, INC. INV REL: Y ADD: 533 SOUTH MAIN STREET, OLD FORGE, PA 18518 NATURE: DRILLING ACCESSORY/BIT SALES POSITION: SALES/CO-MANAGER START DATE: 06/03/2024 NO HRS/MO: 10 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: OVERSIGHT OF SALES AND COMPANY OPERATIONS.

Exams

• S66 Uniform Combined State Law Examination
  2026-01-09
• S63 Uniform Securities Agent State Law Examination
  1990-03-13