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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-10 |
| FL | RA | APPROVED | 2018-07-17 |
Branch Locations
1260 S Federal Hwy Ste 201, Boynton Beach, FL 33435 • United States
Boynton Beach, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pmk Securities & Research, Inc. | Delray Beach | FL | 08/2011 | 07/2018 |
| Hennion & Walsh Inc. | Delray Beach | FL | 12/2013 | 07/2018 |
| Ameriprise Financial Services Inc | Boynton Beach | FL | 07/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Boynton Beach | FL | 03/2020 | Present |
Business Ownership; 13 Pars LLC; Managing partner. Pay all bills and comply with regulations.; Investment services.; 1260 S Federal Hwy, Unit 201 , Boynton Beach, FL, 33435; Investment-Related; 06/05/2018; 1 to 9 hours per month; 0 during trading hours / REDLINE PROPERTIES 1 LLC; Manager; real estate; 10568 Pine Tree Terr, , Boynton Beach, FL, 33436; Not Investment-Related; 04/19/2021; 1 to 9 hours per month; 0 during trading hours / GREENLINE PROPERTIES, LLC; Co-owner; Real Estate; 10568 Pine Tree Terr, , Boynton Beach, FL, 33436; Not Investment-Related; 05/09/2018; 1 to 9 hours per month; 0 during trading hours / 14 Pars LLC; Owner; Real Estate; 10568 Pine Tree Terrace, , Boynton Beach, FL, 33436; Investment-Related; 06/16/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-19 |
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