Mark Thomas Conway

Current Employers

Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-05-10

NJ RA
APPROVED

Since 2022-05-10

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Morristown, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fieldpoint Private Securities, Llc	Westport	CT	09/2012	05/2022
Snowden Capital Partners	New York	NY	05/2022	Present

09/2012 → 05/2022

Fieldpoint Private Securities, Llc

Westport, CT
05/2022 → Present

Snowden Capital Partners

New York, NY

Previous Registrations

2012-09-25 → 2022-05-10

Dominari Securities Llc

New York, NY
2009-06-01 → 2012-09-27

Morgan Stanley

Morristown, NJ
2002-05-03 → 2009-06-01

Citigroup Global Markets Inc.

Florham Park, NJ

Florham Park, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-07
S63	Uniform Securities Agent State Law Examination	1990-01-31

S65 Uniform Investment Adviser Law Examination

1992-04-07
S63 Uniform Securities Agent State Law Examination

1990-01-31

Other Names

Tom Conway

View on SEC IAPD

Current Employers

Snowden Capital Advisors Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews