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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-03-07 |
Branch Locations
9212 Falls Of Neuse Rd Ste 221, Raleigh, NC 27615 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 07/2005 | 12/2017 |
| Lpl Financial, Llc | Raleigh | NC | 01/2018 | Present |
1. 01/18/2018 - Founders Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/12/2018 - 160 Hours Per Month / 8 Hours During Trading - 100% Time Spent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-09 |
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