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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-06 |
| IL | RA | APPROVED | 2013-11-08 |
| TX | RA | APPROVED | 2013-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 11/2013 | Present |
| Bank Of America, N.A. | Northbrook | IL | 01/2014 | Present |
I*3094277 Entity Type: Name of OBA: SEA and JFA TRUST Address: Illinois, 60045 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 10/31/2025 Number of Hours: 10, Monthly Number of Hours during trading: 1, Monthly Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-10 |
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