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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-07-08 |
| NV | RA | APPROVED | 2025-07-08 |
| VA | RA | APPROVED | 2025-07-08 |
| CA | RA | APPROVED | 2025-07-07 |
| NY | RA | APPROVED | 2025-07-07 |
Branch Locations
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
8050 N. Palm Ave Ste 300, Fresno, CA 93711 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fresno | CA | 01/2009 | 08/2020 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2020 | 07/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2020 | 07/2025 |
| Kingswood Wealth Advisors, Llc | Fresno | CA | 07/2025 | Present |
| Kingswood Capital Partners, Llc | Fresno | CA | 07/2025 | Present |
1) Tarkenton Financial,Is Not Investment Related,"8050 N Palm Ave, Suite 300, Fresno, CA, 93711, United States",Life Insurance and FIA Sales,Life Agent,10/1/2025,10 hours per month,0 hours per month during trading hours,Commission Compensation,Insurance and Fixed Annuities/Fixed Index Annuities Sales Agent 2) Adnan Hussain,Is Not Investment Related,"8050 N Palm Ave, Ste. 300, , Fresno, CA, 93611-7086, United States",Life Insurance and FIA Sales,Life Agent,7/15/2026,10 hours per month,0 hours per month during trading hours,Commission Compensation,"Nationwide Insurance appointed me as a Direct Life Agent to be able to sell their life insurance, their fixed annuity, and their fixed index annuities. We are free to choose whoever we want to place insurance business with. I will NOT be placing any RILA or Variable Annuity business directly through Nationwide as that business will be placed through Kingswood Capital Partners and KW will be the broker/dealer of record on those. This is strictly with Nationwide Direct/Annexus (annexus helps with marketing needs of Nationwide's FIA. I have conducted the Product Training on the Nationwide FIA and it is on record with them."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-19 |
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